| 15 CIR ____ (2006)
NEBRASKA COMMISSION OF INDUSTRIAL
RELATIONS
OMAHA POLICE UNION
LOCAL 101,
CASE NO. 1099
IUPA, AFL-CIO.Petitioner,v.FINDINGS AND ORDER CITY OF OMAHA, a
Municipal Corporation, and CHIEF OF POLICE, THOMAS
WARREN,Respondents.
APPEARANCES:
For Petitioner:Thomas F. DowdDowd, Howard &
Corrigan, L.L.C.1411 Harney StreetSuite 100Omaha, NE 68102For
Respondents:Bernard J. in den BoschAssistant City Attorney804
Omaha/Douglas Civic Center1819 Farnam StreetOmaha, NE 68183Before:
Judges Blake, Orr, and Burger
BLAKE, J.
NATURE OF THE PROCEEDINGS:
Omaha Police Union Local 101, IUPA, AFL-CIO,
(hereinafter, "Petitioner") filed a Petition pursuant to
Neb. Rev. Stat. ? 48-824 (2)(a) (Reissue 2004), claiming that the
City of Omaha and Chief of Police Thomas Warren (hereinafter,
"Respondents"), committed a prohibited practice by
placing Sergeant Tim Andersen under an internal affairs
investigation; by terminating and later suspending Sergeant Kevin
Housh because of opinions he expressed in a union publication,
involving matters of concern to its general membership; and by
"chilling" the members expression of views, orally and
in writing.
On September 12, 2005, Respondents filed an
Answer stating that no practice of the Respondents falls within
the scope of prohibited practices or interferes with or restrains
the rights of the Union under the Industrial Relations Act.
The Commission held a hearing on November 9,
2005, before the Honorable William G. Blake. The issues presented
at trial were:
1. Whether the internal affairs investigation of
Tim Andersen, the termination of Kevin Housh, and the threat of
disciplinary action by the Respondents against union officers for
articles that appeared in The Shield, have chilled the exercise of
union member rights under Neb. Rev. Stat. 48-837.
2. Whether the Petitioner has failed to state a
cause of action against the Respondents in its Petition.
3. Whether the doctrines of res judicata and
collateral estoppel raised by the Respondents bar the Petitioner
from litigating this action in front of the Commission.
The parties submitted post-trial briefs, the
Petitioner on November 28, 2005 and the Respondents on November
29, 2005.
FACTS:
The Commission finds the following facts to be
true. This action arises from a dispute between the Union and the
Mayor's office, as well as the Omaha Police Department
Administration, regarding the proper calculation of response times
to calls for service. There are three major instances surrounding
the alleged prohibited practice in this dispute.
The first such instance occurred on December 14,
2004, when the Union had a regularly scheduled meeting. After the
meeting, Paul Landow, Chief of Staff for Mayor Mike Fahey,
received several phone calls, informing him of statements
allegedly made by Union President Tim Andersen?s at a union
meeting. Purportedly, Sergeant Andersen had instructed officers to
act in a manner inconsistent with the Standard Operating Procedure
(hereinafter, "SOP"). Mr. Landow then contacted Chief of
Police Thomas Warren by e-mail, informing him of the information
relayed to him during the telephone conversations. On December 20,
2004, Chief Warren authorized an internal affairs investigation of
Sergeant Andersen?s alleged conduct at the union meeting. Sergeant
Andersen was then interviewed on December 22, 2004 regarding the
alleged violations of the SOP. Sergeant Andersen denied any
wrongdoing, and then filed a lawsuit on December 23, 2004, seeking
an injunction in the United States District Court for the District
of Nebraska. Both the City of Omaha and Sergeant Andersen agreed
to suspend the internal affairs investigation while the matter was
pending in the United States District Court. On June 8, 2005,
Judge Joseph Bataillon issued an Order in the United States
District Court denying the City's Motion for Summary Judgment, but
advised the parties that the City was now free to pursue the
internal affairs investigation. On July 11, 2005, the internal
affairs investigation was finished and the committee informed
Sergeant Andersen that they found he had not violated the SOP. On
September 6, 2005, a Motion to Dismiss the case with prejudice was
filed in the United States District Court.
The second instance occurred after Sergeant
Andersen?s alleged violation, but during his legal proceedings. In
the February edition of The Shield, the union?s newspaper,
Sergeant Kevin Housh wrote an article entitled, "This 'n
That." In this article, Sergeant Housh was openly critical of
the Mayor?s office and the Chief of Police regarding the
calculation of response times. Sergeant Housh characterized the
internal affairs investigation of Sergeant Andersen as harassment.
Sergeant Housh also stated, ?A bunch of grown men and women,
supposedly leaders acting like petty criminals trying to conceal
some kind of crime. The article as a whole was sharply critical of
Chief Warren's handling of the calculation of response times.
On February 7, 2005, an internal affairs
investigation was authorized to investigate whether the article
written by Sergeant Housh in The Shield contained language that
was insubordinate, and whether it resulted in conduct unbecoming
an officer. On February 9, 2005, Sergeant Housh filed a complaint
in the United States District Court for the District of Nebraska
seeking an injunction to stop the internal affairs investigation.
On February 15, 2005, Judge Bataillon issued an Order denying
Sergeant Housh's request for an injunction. On February 25, 2005,
Sergeant Housh was issued a letter of discipline in which Chief
Warren recommended that his employment be terminated. Chief Warren
found Sergeant Housh's comments to be derogatory and inflammatory.
After his hearing, on March 11, 2005, Sergeant Housh was
terminated from his employment with the Omaha Police Department.
Sergeant Housh appealed his termination and on April 29, 2005 an
agreement was reached which reinstated Housh with a 20-day
suspension and the issuance of a public apology. On April 29, 2005
Judge Bataillon entered an Order of Dismissal with prejudice in
Sergeant Housh's pending case in the United States District Court.
The third instance occurred on August 22, 2005,
when the current union president, Aaron Hansen and the current
union vice president Chris Circo met with Chief Warren to discuss
the boundaries beyond which the Chief could not interfere with the
rights of the union members. The Union suggested that the
administration agree not to interfere with protected union speech
voiced at union meetings and in articles published in The Shield.
In the meeting, Chief Warren stated that he would conduct an
internal affairs investigation if an officer's speech or conduct
resulted in insubordination (as defined by Warren), gross
disrespect for himself or the administration, or if he believed
the comments to be false. In addition, such comments could not be
inflammatory or derogatory. In addition to any speech or conduct,
Chief Warren stated that any union member would be held
responsible for any article printed in The Shield that advocates a
deliberate violation of departmental policy.
Numerous employees in the Union alleged that
Chief Warren?s stance in these three instances has limited their
involvement with the Union . This includes a decrease in
attendance at union meetings, a decrease in participation at union
meetings, and fewer articles written by certain union members for
The Shield. All members of the Union that testified stated a
general increase in their fear of becoming involved in an internal
affairs investigation.
DISCUSSION:
Jurisdiction
The state law in question is Neb. Rev. Stat.
48-824 (2)(a), which states It is a prohibited practice for any
employer . . . to interfere with, restrain, or coerce employees in
the exercise of rights granted by the Industrial Relations Act.
This provision is almost identical to ? 8 (a)(1) of the National
Labor Relations Act (hereinafter, ?NLRA?). The National Labor
Relations Board (hereinafter, ?NLRB?) determinations of employer
conduct, which unlawfully restrains or interferes with the
protected labor activity, are given considerable deference by the
Federal courts. While NLRB decisions are not determinative of
state law, we will generally look to direction from the
determinations of the NLRB under the NLRA. See also Fraternal
Order of Police, Lodge 41 v. County of Scotts Bluff , et. al., 13
CIR 270 (2000).
Res Judicata and Collateral Estoppel
We need not enter into a lengthy discussion of
intricacies of issue and claim preclusion, or the issues raised in
the prior federal court litigation that was brought by Sergeants
Andersen and Housh. Those cases were settled, and dismissed with
prejudice. However, the cases did not involve final orders on the
merits and were brought by the individual officers to enforce
their individual rights. This case does not involve the individual
rights of the officers, but rather, the rights of the Union and
its members to engage in union activities. Therefore, the prior
federal court litigation brought by each of the officers does not
serve as res judicata or collateral estoppel in this case.
Chilling of Union Rights
In this case, we are not determining whether the
Chief of Police acted in conformance with, or contrary to, any
standard operating procedure, and we are not questioning whether
the Chief of Police was aware of the correct procedure. We are not
here to act as a personnel review board. Instead, we are here to
determine if the actions of the City of Omaha and Chief Warren, in
three specific instances, constitute the prohibited practice of
chilling union rights. The third instance is more in the nature of
evidence of the Chief's reasons for his actions regarding
Sergeants Andersen and Housh, and his intended manner of dealing
with future instances. We will discuss the instances involving
Sergeants Andersen and Housh in this light.
Sergeant Andersen
Petitioner argues that the investigation of
Sergeant Andersen was unwarranted and designed to interfere with
protected union activity. Petitioner urges that a strong inference
can be made that Mr. Landow, the Mayor's Chief of Staff, never
received any anonymous phone calls, but had a plant at the union
meeting in question. Of course, the inference could just as easily
be made that such calls were received. Similarly, Petitioner urges
that a strong circumstantial case can be made that the
investigation by Chief Warren was motivated by a desire to silence
the Union . However, given the record before the Commission, such
a conclusion would be mere speculation - at least as likely as
would be the conclusion that the Chief was investigating to
determine whether a sergeant was advocating disobedience to a
proper order of the Chief of Police.
Petitioner complains that Sergeant Andersen was
required to work under the threat of the ongoing investigation for
a period of seven months. However, the evidence was that the
investigation was put on hold at the request of Sergeant Andersen,
and that this holding pattern lasted for approximately six of
those seven months.
As to the investigation of Sergeant Andersen,
the evidence does not show that it was improperly conceived or
that it was improperly performed. The Petitioner asks why Chief
Warren did not simply call Sergeant Andersen and ask him what was
said at the meeting. While this may be a good question, we again
note that we are not a personnel board, nor do we establish
management policy for the City or its Police Department.
Similarly, we are not persuaded by the Petitioner's argument that
Chief Warren could have, or should have, used some lesser means of
investigating Sergeant Andersen's statements. There is no evidence
that his action was an improper or unestablished police procedure.
The evidence does not prove that the procedure has been overused
or otherwise used abusively. A pattern or practice of using an
internal affairs investigation based upon "anonymous"
phone calls could well establish interference, restraint or
corrosion in the exercise of the right to participate in union
activities, but the evidence here does not establish such a
pattern or practice.
Sergeant Housh
Petitioner also argues that Sergeant Housh's
article is a protected labor speech and that the comments of Chief
Warren had a chilling effect on other union activities. In
determining whether Chief Warren's actions regarding Sergeant
Housh inferred with the rights of the union, we must determine
whether Sergeant Housh?s article was a protected union activity.
To do this, we must determine whether Sergeant Housh?s article was
concerted activity falling under the protection of 48-824 (2)(a).
Under the NLRA, employees are protected whose
actions are (1) concerted, (2) directed toward an appropriate end
and (3) conducted under an appropriate means of action.
"Concerted activity" is any activity by individual
employees who are united in pursuit of a common goal. To find an
employee's activity to be "concerted," the action must
be engaged in with or on the authority of other employees, and not
solely by and on behalf of the employee himself. An employee's
conduct is not "concerted" unless it is engaged in with
or on authority of other employees. Meyers Industries &
Kenneth P. Prill, 281 NLRB 882 (1986). The definition of concerted
activity encompasses those circumstances where individual
employees seek to initiate, induce, or prepare for group action,
as well as actions by individual employees bringing truly group
complaints to the attention of management.
For example, in Eastex, Inc v. NLRB, 437 U.S.
556 (1978), the Supreme Court adopted the Board?s ruling that a
company violated Section 8(a)(1) by prohibiting distribution of a
newsletter that urged employees to write their legislators to
oppose incorporation of the state "right-to-work"
statute into a revised state constitution. The newsletter also
criticized a presidential veto of an increase in the federal
minimum wage, and urged employees to register to vote to
"defeat our enemies" and "elect our friends."
The subject matter of the newsletter, in the Court?s judgment,
bore such a relation to employees' interests as to come within the
guarantee of Section 7. The Supreme Court noted that few topics
are of such immediate concern to employees as the level of their
wages. Employee conduct that disparages management officials of
the employer may be protected activity, if the remarks or conduct
relate to employee working conditions and are not egregious in
nature. Community Hospital of Roanoke Valley v. NLRB, 538 F.2d
607, 92 LRRM 3158 (4th Cir. 1976), enforcing 220 NLRB 217, 90 LRRM
1440 (1975).
In this particular case, the Commission has not
been asked to make a finding as to the appropriate method of how
the City calculates response times and we have no jurisdiction do
so in this case. However, the manner and method of calculating
response time is of vital concern to the Union and its membership
since it involves officer safety. In Norfolk Education Ass?n v.
School Dist. of Norfolk, 1 CIR 40 (1971) & (1973), the
Commission quoted NLRB v. Gulf Power Co., 384 F.2d 822, 56 LC 12,
258 (5th Cir. 1967) by stating ?company rules relating to safety
and work practices are mandatory subjects for collective
bargaining. The calculation of response times is a working
condition which affects safety and is a mandatory subject of
bargaining. The focus of Sergeant Housh?s article was the
calculation of response times ? an issue important to the entire
union in light of the recent union meetings and Sergeant
Andersen's investigation, which falls within the definition of
concerted activity. However, we must still determine if Sergeant
Housh?s article is protected.
Sergeant Housh accused the Chief of Police and
the Mayor of "acting like" petty criminals. While it may
be a rather fine line between accusing them of "acting
like" and "being" petty criminals, there is a
difference. It would not be expected that anyone reading the
article by Sergeant Housh would actually believe he was accusing
anyone of criminal activity. Petitioner correctly describes his
statements as "rhetorical hyperbole." The statements
certainly were this, to the extreme. We note that just the
slightest exercise of discretion by Sergeant Housh or by the
editors of the newsletter could have avoided this situation
without detracting from the conveyed message. However, as has been
noted in a number of cases, union activities often involve hot
debate and rhetorical hyperbole. In fact, the right to engage in
open communication, even hot debate, is strongly encouraged by the
National Labor Relations Act.
Petitioner claims that a union member can say
anything about management in a union publication with immunity,
provided the statements fall short of a deliberate or reckless
untruth. This effectively gives license to intemperate, abusive or
insulting language, or rhetorical hyperbole. Petitioner relies
upon Linn v. Plant Guard Workers Local 114, 383 U.S. 53, 86 S Ct.
657 (1966), and Letter Carriers v. Austin, 418 U.S. 264, 94 S Ct.
2770 (1974) as the primary support for this position. Linn was not
a union interference suit. Rather, it was a defamation action
brought in state court for statements made by a union member
during a labor dispute. The threshold issue was whether a state
defamation suit can ever be heard, or is the NLRB the sole
tribunal for review of statements made during such disputes. The
Supreme Court held that a defamation suit may be an available
remedy, but that utterances, or writings, in a labor dispute, are
actionable for defamation only if publicized with knowledge of the
falsity or with reckless disregard for truth or falsity. Linn, 383
U.S. at 65.
Similarly, Austin involved a defamation suit.
The Union had published a list of "scabs" and
"traitors" in its newsletter, in an effort to better
organize the Union of Letter Carriers. A libel action was brought
by some of the "scabs." The Court relied upon the
federal labor laws favoritism of free and robust debate in labor
disputes, whether it relates to organizational or post-
organizational activity. The federal law relied upon was the NLRA.
The Court found that the protection goes beyond representation or
membership campaigns. It covers ongoing union organizational
activity. A defamation suit could result from a union publication
only if the offending statements are false or made with reckless
disregard as to whether they are false. Austin, 418 U.S. at 286.
The Petitioner cites a number of cases in
support of its argument where the courts have made the jump from
restricting defamation suits to protecting the union and its
members from responsive actions by management. Most of these cases
do not involve a similar factual pattern, and some of the cases do
not even involve this issue. Therefore, most of the case law
relied upon by Petitioner is inapplicable. However, this extension
of the protection of union activity statements has been made. In
particular, see Phoenix Transit System & Amalgamated Transit
Union, Local Union No. 1433, AFL-CIO, 337 NLRB 510 (2002). In that
case, a union officer and newsletter editor was discharged because
of articles he wrote in the union newsletter concerning
management?s handling of sexual harassment complaints. It was
determined that the articles in the newsletter constituted
protected union activity. The union newsletter had been
distributed to the 500 bus driver members of the union. Phoenix
Transit System, 337 NLRB at 512. The management of the
transportation system felt that the statements made in the
newsletter were inflammatory, extremely derogatory and disparaging
and constituted character defamation.Id. The NLRB felt that the
statements in the newsletters went over the line. Id. The NLRB
noted that there was no assertion that the editor's statements
were either inaccurate or deliberately false. The NLRB also
determined that such speech is the common currency used to promote
the cause of unionism with other employees. The core right of
employees to organize for collective bargaining includes their
day-to-day discussions and interchange of ideas. The right of
freedom of communication is not limited to organizational rights,
and non-organizational protected activities are entitled to the
same protection. The NLRB found that when an employer disciplines
an employee for utterances in a union publication, the employer
acts at its own peril. It found that the alleged offense that the
editor had committed, a verbal assault, was so nebulous and
ambiguous that it can only be said to exist in the eye of the
beholder. As to going ?over the line,? the editor had only engaged
in rhetorical hyperbole. Phoenix Transit System, 337 NLRB at 514.
The NLRB recognized that federal law gave license in the
collective-bargaining arena to use intemperate, abusive, or
insulting language without fear and restraint or penalty if the
speaker believes such rhetoric to be an effective means to make a
point, provided that it falls short of "deliberate or
reckless untruth." Id.
We therefore must find that Sergeant Housh?s
statements, while certainly constituting intemperate, abusive and
insulting rhetorical hyperbole, fall short of deliberate or
reckless untruth. The comments were made in a union publication in
the context of a management/union disagreement, and they were
therefore protected from interference, restraint or coercion by
management.
Remedial Authority
As to the appropriate remedy, the Respondents
should be ordered to not interfere in any way with statements made
in the union publication which do not violate the standard of
deliberate or reckless untruth. The Respondents should be ordered
to place a statement in the next union newsletter indicating that
they recognize and will abide by the right of union members to
conduct union activity without interference, restraint or coercion
by the Respondents.
Sergeant Andersen and Sergeant Housh are not
parties to this action, and they have, in fact, each made their
individual agreements and settlements with the Respondents. We
will not interfere with or add to those agreed upon settlements.
As to the request for attorney fees, we find that the evidence
does not establish a willful pattern or practice of violation of
the Petitioner's freedom in conducting union activities, and it
does not establish that the investigations were undertaken in bad
faith. Therefore, payment of attorney fees will not be ordered in
this case.
IT IS THEREFORE ORDERED, ADJUDGED, AND DECREED
that:
1. The Respondents shall not interfere in any
way with statements made in the union publication which do not
violate the standard of deliberate or reckless untruth.
2. The Respondents shall be ordered to place a
statement in the next union newsletter indicating that they
recognize and will abide by the right of union members to conduct
union activity without interference, restraint or coercion by the
Respondents.
All panel judges join in the entry of this
order.
Issued March 9, 2006
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